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Compliance Analyst - Compliance Monitoring - Capital Markets
Job Summary
Advertiser
Salary / Rate
Posted
Michael Page
£45,000 - £50,000
16th March 2026
Location
Start Date
London
Type
Job Sector
contract
Accountancy
To support the Head of Compliance & MLRO as part of the team to cover all aspects of the Compliance Monitoring Program, and other regulatory issues that impact the firm. Client Details International Capital Markets firm. Description · Work with the Senior Compliance office to support all onboarding and ongoing KYC/CDD requirements for new counterparties. · Undertake activities of the Compliance Monitoring Programme - not limited to transaction monitoring, personal account dealing, gifts log, · Conducting communications monitoring (voice and electronic), ensuring compliance with the Firm's policies and procedures, evaluating issues/concerns, and appropriately escalating to Compliance Management. · Support of Companies House filings · Support the Head of Compliance & MLRO to ensure all FCA Reg data returns are filed accurately and in a timely manner. · Support the Senior Compliance Officer with the preparation of management information. · Preparation of SMF and Certified applications, &…
