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Compliance Officer - 12 month FTC
Job Summary
Advertiser
Salary / Rate
Posted
MERJE Ltd
Neg
11th March 2026
Location
Start Date
London
Type
Job Sector
permanent
Accountancy
Compliance Officer - 12-Month FTC A highly regarded, international broker-dealer is looking for a Compliance Officer to join the team on a 12-month FTC to cover maternity leave. This is a great opportunity for someone who enjoys a varied compliance role, working closely with senior stakeholders, and being part of a small, collaborative team. What you'll be doing Supporting the delivery of the Compliance Monitoring Plan. Handling SMCR tasks: annual certifications, record keeping, PA dealing, and FCA Connect filings. Assisting with regulatory reporting (FCA returns, Companies House filings). Carrying out communications monitoring (voice/e-comms) with an investigatory mindset. Preparing monthly Compliance & Risk MI for senior management. Contributing to Compliance Risk Assessments alongside senior team members. Supporting policy reviews, horizon scanning, and general compliance governance. Working with colleagues across the business, including trading and operations. What they're looking…
