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Compliance Manager
Job Summary
Advertiser
Salary / Rate
Posted
BWD Search & Selection
Neg
19th March 2026
Location
Start Date
London
Type
Job Sector
{}
Accountancy
Compliance Manager £65,000 – £75,000 | Hybrid | London A growing Chartered Financial Planning firm is looking for a Compliance Manager to play a pivotal role in shaping and embedding a strong, commercially aware compliance culture. This is a visible, hands-on position within a collaborative advisory team, offering real influence and scope to develop the function as the business continues to expand. You’ll do: Act as the key point of contact for FCA matters, reporting and regulatory engagement Lead compliance monitoring, file reviews, risk assessments and maintain the risk register Oversee complaints handling and ensure strong client outcomes in line with Consumer Duty Review and approve advice documentation and client communications Support and develop the T&C framework, including adviser assessments Deliver practical compliance guidance and training across the advisory team Produce clear MI and present insights to senior leadership You’ll get: Hybrid working model A genuine seat at…
