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Compliance Monitoring Analyst
Job Summary
Advertiser
Salary / Rate
Posted
Puma Capital Group
Neg
19th March 2026
Location
Start Date
London
Type
Job Sector
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Accountancy
Puma Capital Group are looking for a Compliance Monitoring Analyst to join our Compliance team in London. Within this role, you will be a trusted point of control and judgement within the business and will have ownership of a core compliance responsibility. The role will be responsible for the review and approval of financial promotions and other external‑facing communications, alongside the delivery of Puma’s Compliance Monitoring Programme. This role will allow the individual to broaden their regulatory knowledge and practical experience across the compliance lifecycle. Role Responsibilities: Review and approve financial promotions, marketing materials and other communications to clients and external distributors, ensuring that all materials comply with applicable regulatory requirements and internal policies and are clear, fair and not misleading Work closely with relevant teams, including Marketing and Product, to ensure that promotional strategies are compliant and that all…
